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Library » Strategy in Focus: Fi360’s Fiduciary Tool Integrated in Active Asset Allocation Solutions
July 16, 2018 | Active Management
Today, advisors face increasing due diligence demands and a rapidly evolving ETF landscape. To help advisors in their selection process, we've teamed up with Fi360 to offer streamlined strategies with "built in" fiduciary monitoring. John Faustino, Chief Product and Strategy …
Endowments & Foundations » How A Custom Portfolio Can Help Non-Profits Achieve Their Mission
July 06, 2018 | Investment Themes
Case studies are a great way for endowments and foundations to learn about what works for similar organizations. This post focuses on a common problem many organizations face: How should an investment portfolio be managed to help achieve its goals? Details of this particular case study could …
Audience
InstitutionalLibrary » Webinar: New Era Menu Design
July 27, 2017 | Retirement Plans
Behavioral insights have helped 401(k) fiduciaries design plans and select investment defaults that best meet the needs of the majority of participants. With new fiduciary scrutiny, an increase in litigation, and a potential shift in participant behaviors, we are entering a new …
Audience
Retirement Plan AdvisorLibrary » Webinar: Accumulating Assets in IRAs
July 13, 2017 | Retirement Plans
Now more than ever, investors need guidance in making investment decisions with their IRA rollovers. We offer investment solution ideas built for these challenging times as well as discuss best practices regarding fiduciary concerns when it comes to capturing your share of the $7.3 …
Audience
Financial AdvisorEndowments & Foundations » Documentation: A Simple Step to Strengthen Fiduciary Oversight
May 19, 2017 | Investment Themes
Documentation is a simple but often overlooked aspect of a successful endowment or foundation. Not only is it a way to record processes and procedures, but it’s also closely related to the duties of care and obedience that each fiduciary in an organization is bound to. It’s important for …
Audience
InstitutionalLibrary » Webinar: Fiduciary Fee Reasonableness: Breaking Down Litigation Teachings
March 29, 2017 | Retirement Plans
Even with the seemingly ever-changing uncertainty around regulations, there are actionable ways to push forward. Recent 401(k) litigation has helped define fee reasonableness and provides considerable guidance to the industry, including decisions with IRA clients. We break down these cases and …
Library » Converge, Volume 13: Fiduciary Fee Reasonableness
March 08, 2017 | Retirement Plans
Fee reasonableness is a fundamental and widely discussed fiduciary topic. Despite the importance of the topic, the Department of Labor (DOL) hasn’t given much insight or guidance as to what is considered a reasonable fee. As a result, much of the interpretation of what is and is not reasonable …
Library » Converge, Volume 12: Trump and the Fiduciary Rule—Managing Uncertainty
December 07, 2016 | Retirement Plans
With Donald Trump named president-elect, a myriad of current policies have been put into question - including the Department of Labor’s Fiduciary Rule. While this rule is not set to take effect until April 2017, there is question as to whether Trump’s election could halt its implementation. …
Library » 3 Influencers Driving Today’s Fiduciary Best Practices
November 21, 2016 | Retirement Plans
As the Department of Labor (DOL) has redefined “investment advice,” they have undoubtedly accelerated the evolution of what it means to be a fiduciary. Regulators are but one of the three key influencers shaping best practices for new fiduciaries. Financial institutions are working aggressively …
Library » Webinar: The Evolutionary Fiduciary
November 09, 2016 | Retirement Plans
The DOL’s new rule has undoubtedly evolved the definition of fiduciary. How can a fiduciary, by new or old definitions, get it right? In this webinar, Shelby George, JD, CEBS, discusses the three influencers impacting advisor best practices, and the actionable steps you can take …